PROVIDING COMPLIANCE SOLUTIONS
PROVIDING COMPLIANCE SOLUTIONS
PROVIDING COMPLIANCE PRODUCTS & SOLUTIONS
PROVIDING COMPLIANCE  PRODUCTS & SOLUTIONS 

AMC Compliance provides regulatory compliance, risk management, and corporate governance advisory services that help the asset management sector understand and implement regulatory directives. Our clients include investment advisers, investment companies, hedge funds, private equity firms, securities broker-dealers, and insurance companies.

 

Our Approach

Rules and regulations, often new rules, impact the asset management sector, causing changes to the regulatory framework and supervision of this sector.  The changes are requiring firms to implement redesigned compliance, risk management, and corporate governance framework.  AMC Compliance will help guide firms through the changing regulatory environment by providing appropriate compliance products and solutions.

 

AMC Compliance appreciates the regulatory risks confronting the asset management sector, so it has developed risk management tools and approaches that identify, monitor, assess, manage, and mitigate regulatory risks.

 

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